Privacy Policy
S.A. Newsletters, LLC, a California limited liability company (the "Company"), is
committed to protecting the privacy of Sound Advice subscribers and ex-subscribers.
Toward that end, we have adopted the following policies to safeguard subscriber
information:
Information We Might Receive
Our subscribers may provide contact information for their subscriptions and personal
financial information in response to our questionnaires and when seeking to qualify
as accredited investors. The Company may receive copies of such private financial
information in connection with the services it provides its subscribers. Individual
investors generally may provide personal information on the investor qualification
statement or investor questionnaire, and may include information such as name and
address, and financial information including assets and general information about
your investment experience. We will not share financial information with outside
companies. However, we may share personal and financial information about you with
our affiliated companies (companies we own or control).
Access to Information
Employee access to nonpublic investor information is provided in connection with
the Company's business purposes only and is granted only to Company employees. Access
is based on the need to know such information. The Company requires each of its
employees who have access to investor information to protect and keep it confidential.
Security Standards
The Company continues to assess new technology to evaluate its ability to provide
additional protection of subscriber personal information. The Company safeguards
this information in accordance with federal standards and established security standards
and procedures. Measures taken in this regard include implementation of physical,
electronic and procedural safeguards.
Sharing Information
We may sell or share subscriber information to affiliates and third parties. In
the course of conducting business, we may disclose subscriber names, addresses,
and other information to Company affiliates, brokers, issuers and other businesses
including non-affiliated third parties, as permitted by law, in order to:
- Communicate with our subscribers;
- Provide information to subscribers about special investment situations to those
qualified subscribers who request such information and who submit investment questionnaires,
including sharing subscriber contact information and financial information of qualified
investors with potential issuers of private placement securities;
- Respond to a subpoena, prevent fraud, or comply with an inquiry by a government
agency or regulator;
- Take appropriate action if we reasonably conclude that the subscriber or others
are involved in illegal or improper conduct, such as breach of contract, unfair
business practices or infringement of proprietary rights.
Opt-Out Provision
If you prefer that we not disclose nonpublic personal information about you to nonaffiliated
third parties or our affiliates, you may opt out of those disclosures, that is you
may direct us not to make those disclosures (other than those disclosures permitted
by law). If you wish to opt out of disclosures, you may mail the opt out notice
on the reverse side to us at: S.A. Newsletters, LLC, 939 Hartz Way, Suite 210, Danville,
CA 94526 in the attached envelope or as otherwise explained in the attached notice.
You may also click here to opt your e-mail address out
fo any othe above disclosures.
Application
Our privacy policy applies to all subscribers and recipients of our newsletters.
Any subscriber having concerns regarding this privacy policy is encouraged to contact
us Monday through Friday, between 9:00 am and 5:00 pm., Pacific Time: 800-866-0026.
This Notice does not expand legal obligations. This Notice is not intended to create
any liability other than that already found in the law. This notice is effective
as of 1/1/2000. There have been no significant changes to the policy since 1/1/2000.